Certificate Course in Governance and Compliance

Certificate Course in Governance and Compliance

Course Outline:
Overview of Corporate Governance and Compliance
Legal and Regulatory Framework
Business Operations and Internal Control
Code of conduct and Best Practice
Risk Management
Global Trend, Environmental and Social Responsibility

Target Audience:
Owners and senior management like to acquire knowledge in corporate governance and compliance to improve the performance of the company in these aspects.


Certificate of Successful Completion will be awarded to students who have achieved attendance criteria.


  • Registered Professionals/ HKQMA Members: HK$ 2,400;
  • Six Sigma Community Buddies: HK$2,600;
  • Others: HK$ 2,800


Cantonese, supplemented with English, Handouts and presentations in English

Venue: Unit 1627, 16/F, Star House, No. 3 Salisbury Road, Tsim Sha Tsui, Kowloon

Date & Time:

May 8, 15, 22, 29 + Jun 5, 12 (6 days)
19:00 – 22:00 (Friday Evening)

Course Code: CCGC-20MAY08E

CPD Credit: 18 credits

About the Facilitator

David Chan

After graduation from the City University of Hong Kong, Mr. CHAN Tak Shing worked in local and international CPA firms for nearly five years. He participated in auditing more than ten Hong Kong listing companies, B shares listing companies in the Shenzhen Stock Exchange as well as companies listing in NASDAQ, USA.
Since then, he has worked as the accountant in charge of a real estate listing company in Hong Kong. He then worked as an Administration Manager in China South Region of a Germany Multinational company for two years. He was responsible for the accounting, finance as well as the overall administration. Subsequently, Mr. Chan served as a Manager of an associate company of Hong Kong listed company and Japanese company. Mr. Chan also worked as a Senior Accounting Manager in Hong Kong subsidiary trading company of a Chinese telecommunication Giant.
From year 2003 onwards, Mr. Chan worked as a consultant, mainly responsible for corporate finance, including Mergers and Acquisitions, IPO financing and management consulting. He specialized in project finance of Hong Kong, China and European companies. He has participated in several projects in Slovakia, Europe of acquisition and financing. Upto year end 2014, the nature of Hong Kong listing companies he participated including artificial marine rearing company, mining, medical accessories manufacturing, chemical manufacturing, property development company and furniture manufacturing company.
Mr. Chan has extensive working experience in investment and financing in diversified industries like manufacturing, trading, properties development etc.
Mr. Chan was also the part-time tutor in Hong Kong Management Association and Evangel Adult Education Center, Macau. He conducted credit risk, financial accounting and management accounting courses.

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